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7. ETHICAL ISSUES IN NEUROSCIENCE RESEARCH ON SUBSTANCE DEPENDENCE TREATMENT AND PREVENTION




                     based given that the major ethical justification for undertaking research
                     studies is to contribute to scientific knowledge (Brody, 1998), and this cannot
                     happen if trial results are not published (Reidenberg, 2001).

                     Trials of preventive pharmacological interventions
                     for substance dependence
                     Psychosocial and educational interventions have been widely used with the
                     aim of preventing young people from using drugs (Spooner & Hall, 2002).
                     Universal interventions are aimed at all young people, while indicated,
                     targeted or selective interventions are aimed at those young people who are
                     identified as being at higher risk of initiating drug use. The impact of both
                     universal and selective educational interventions on rates of drug use has
                     often been modest (National Research Council, 2001).
                        Psychosocial preventive interventions raise ethical issues. Universal
                     interventions (those directed at all young people) raise concerns about
                     unintended adverse consequences, such as encouraging drug
                     experimentation in young people. Targeted or indicated interventions raise
                     additional ethical issues because they require the identification of young
                     people who are at increased risk of using drugs. Their consent and that of
                     their parents is required for them to participate in preventive interventions.
                     In the process of obtaining such consent, the parents and their children may
                     become acquainted with their risk status. Participation in trials of preventive
                     interventions may also expose the children to social stigmatization and
                     discrimination, if it becomes known to their teachers, peers and their peers’
                     parents. For example, parents whose children are judged to be at “low risk”
                     may actively discourage their children from associating with “high-risk”
                     children, or they may insist that high-risk children be excluded or removed
                     from schools.
                        The same ethical issues of stigmatization and discrimination are also raised
                     by pharmacological or immunological interventions that aim to prevent
                     substance dependence. Two such interventions are discussed below: early
                     pharmacological interventions in persons at risk of substance dependence
                     that may be inspired by similar efforts to prevent psychoses (McGorry, Yung
                     & Phillips, 2001); and the preventive use of immunotherapies against drug
                     effects to reduce risk of substance dependence (Cohen, 1997).

                     Early intervention studies

                     Early interventions for substance dependence have been discussed which
                     would be analogous to studies of schizophrenia that identify persons who are
                     at increased risk of developing the disorder because they have a family history
                     of schizophrenia or they have psychological symptoms that may be early or
                     “prodromal” symptoms of the disorder. The aim of this approach is to prevent
                     the development of schizophrenia by a combination of good quality


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